- (Exam Topic 1)
An IS auditor wants to determine who has oversight of staff performing a specific task and is referencing the organization's RACI chart. Which of the following roles within the chart would provide this information?

1. A. Consulted
2. B. Informed
3. C. Responsible
4. D. Accountable

Correct Answer: D

- (Exam Topic 1)
An online retailer is receiving customer complaints about receiving different items from what they ordered on the organization's website. The root cause has been traced to poor data quality. Despite efforts to clean erroneous data from the system, multiple data quality issues continue to occur. Which of the following recommendations would be the BEST way to reduce the likelihood of future occurrences?

1. A. Assign responsibility for improving data quality.
2. B. Invest in additional employee training for data entry.
3. C. Outsource data cleansing activities to reliable third parties.
4. D. Implement business rules to validate employee data entry.

Correct Answer: D

- (Exam Topic 4)
Which of the following should be an IS auditor's GREATEST concern when reviewing an organization's security controls for policy compliance?

1. A. Security policies are not applicable across all business units
2. B. End users are not required to acknowledge security policy training
3. C. The security policy has not been reviewed within the past year
4. D. Security policy documents are available on a public domain website

Correct Answer: A

- (Exam Topic 4)
During an audit which of the following would be MOST helpful in establishing a baseline for measuring data quality?

1. A. Input from customers
2. B. Industry standard business definitions
3. C. Validation of rules by the business
4. D. Built-in data error prevention application controls

Correct Answer: C

- (Exam Topic 2)
Which of the following provides IS audit professionals with the BEST source of direction for performing audit functions?

1. A. Audit charter
2. B. IT steering committee
3. C. Information security policy
4. D. Audit best practices

Correct Answer: A